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Moving to a new Broker/Dealer can be a daunting task.
One key piece in that process is moving all your clients'
accounts. Reg S-P makes this
process more difficult
since your new Broker/Dealer can not touch any of your
client's information until you or they are clients of that
Broker/Dealer.
That's where we can help! TransitionEdge is the next
generation solution
for transitioning your clients to a new
Broker/Dealer.
Time is money. Cambridge Investment Research
calculated that using TransitionEdge would save the
average branch over 80 days worth of data entry and
forms preparation over their other solutions.
Remember you don't start getting paid by your new
Broker/Dealer until the accounts successfully transfer in.
How much would an 80 day delay cost you?
You can choose between using the software yourself to
make the transition, or we can provide fully trained support
staff to assist with your transition.
Choose the option that works best for your unique situation.
The Rules governing what client
information you are allowed to take
with you when leaving your Broker/Dealer can vary widely.
We recommend you consult with a qualified
attorney when planning
your move.
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