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The Solution for transitioning your clients
to a
new Broker/Dealer.
When a financial advisor or branch decides to
change
their Broker/Dealer affiliation they must
"re-paper" their accounts. This
can be a daunting
task given the other tools available and the
restrictions
under Reg S-P.
Some try opening blank PDF versions of the new
forms and manually entering the information - Yuck!
Others turn to forms tools that
integrate with a
contact management program or read raw data
from a CSV or other
file. Better, but they can't
complete every field on the form without tons of
manual entry.
Those are simply the wrong tools for the job.
What you need is a purpose driven solution that can
complete every part of the form quickly and easily
and that guides you through
the unfamiliar forms.
Just follow our system and you'll not only have all
your forms completed faster than you can believe,
but also have a squeaky clean
complete database of
all your account holders, trustees, guardians and
beneficiaries to export to your new CRM system.
Key Benefits
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Fast - Cambridge Investment Research
calculated it would save the average
branch
80+ days of work.
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Complete - Every field and check box on every
transition form.
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Accurate - Intelligent software guides the
data entry
for unfamiliar forms.
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Multi-User and Multi-Location - Network ready
and Internet ready versions
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Import and Export between popular
Contact Management
packages
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Pricing - We offer several versions and can customize to
suit your needs.
Call for Pricing.
Contact us to see if your broker-dealer is supported.
For broker-dealers that would like to partner with
us to create a TransitionEdge version to support
your reps, just let us know the contact people for
Recruiting, Transition,
Forms and IT.
The Rules governing what client information you are allowed
to take
with you when leaving your Broker/Dealer can vary widely.
We recommend you consult with a qualified attorney
when planning your move.
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